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UPCOMING EVENT
Dec
19
Monthly CAT Update (December 19, 2024)
04:15PM EST
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Displaying 1251 - 1260 of 1452 results
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A. General
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F. Representative Orders
G. Manual Orders
H. ATS
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J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
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R. Clock Synchronization
S. Security
T. Production Readiness Testing
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10/30/2018
Technical Specifications
Industry Member Technical Specifications (2a/2b) v1.0
10/30/2018
Technical Specifications
Industry Member Reporting Scenarios v1.0
10/17/2018
Event
Industry Update on the Consolidated Audit Trail (10/17/18)
CAT Industry Update Webcast 10/17/2018 - Presentation
Audio file
Topics
A. General
10/17/2018
FAQ
N1.
Can CAT Reporting Agents report CAT Data to the CAT on behalf of an Industry Member without the Industry Member’s consent?
Topics
N. Third Party Reporting
09/11/2018
FAQ
B10.
How should Industry Members report transactions involving fractional shares to the CAT?
Topics
B. Reporting Requirements
09/05/2018
Technical Specifications
OATS To CAT Events Field Level Mapping v1
08/15/2018
FAQ
M5.
Which FDID must be provided for firm owned or controlled accounts?
Topics
M. Firm Designated ID
08/14/2018
Event
Industry Update on the Consolidated Audit Trail (8/09/18)
CAT Industry Update Webcast 8/9/2018 - Presentation
Audio file
Topics
A. General
06/29/2018
Event
Industry Update on the Consolidated Audit Trail (6/28/18)
CAT Industry Update Webcast 6/28/2019 - Presentation
Audio file
Topics
A. General
04/18/2018
FAQ
D2.
Are Industry Members required to report the receipt of an order to the CAT if the Industry Member rejects the order?
Topics
D. Order Receipt
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