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UPCOMING EVENT
Dec
19
Monthly CAT Update (December 19, 2024)
04:15PM EST
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A. General
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F. Representative Orders
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H. ATS
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J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
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02/13/2018
FAQ
G1.
Is a CAT Reporter required to report two separate timestamps for Manual Order Events?
Topics
G. Manual Orders
01/30/2018
Event
Industry Update on the Consolidated Audit Trail (1/30/18)
CAT Industry Webcast 1/30/2018 - Presentation
Audio file
Topics
A. General
01/10/2018
Governance
SEC Approved CAT NMS Plan Amended Excluding Participant CAT Fees (1/10/2018)
Topics
A. General
12/19/2017
Event
Industry Update on the Consolidated Audit Trail (12/19/17)
CAT Industry Webcast 12/19/2017 - Presentation
Audio file
Topics
A. General
12/11/2017
Governance
Amendment No. 4 to the SEC Approved CAT NMS Plan to include Participant CAT Fees (12/11/2017)
Topics
A. General
11/13/2017
Governance
Request for Exemptive Relief from Certain Provisions of the CAT NMS Plan
Topics
A. General
10/30/2017
Governance
SEC Approved CAT NMS Plan Amended to Include Participant CAT Fees (10/30/2017)
Topics
A. General
09/07/2017
Event
Industry Update on the Consolidated Audit Trail (9/7/17)
CAT Industry Webcast 9/7/2017 - Presentation
Audio file
Topics
A. General
07/21/2017
Governance
SEC Approved CAT NMS Plan Amended to Include Participant CAT Fees (7/24/2017)
Topics
A. General
06/15/2017
FAQ
R4.
When during the day should clocks be synchronized?
Topics
R. Clock Synchronization
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