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UPCOMING EVENT
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Monthly CAT Update (July 18, 2024)
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A. General
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11/13/2017
Governance
Request for Exemptive Relief from Certain Provisions of the CAT NMS Plan
Topics
A. General
10/30/2017
Governance
SEC Approved CAT NMS Plan Amended to Include Participant CAT Fees (10/30/2017)
Topics
A. General
09/07/2017
Event
Industry Update on the Consolidated Audit Trail (9/7/17)
CAT Industry Webcast 9/7/2017 - Presentation
Audio file
Topics
A. General
07/21/2017
Governance
SEC Approved CAT NMS Plan Amended to Include Participant CAT Fees (7/24/2017)
Topics
A. General
05/22/2017
Governance
SEC Approved CAT NMS Plan Amended Excluding Participant CAT Fees (5/22/2017)
Topics
A. General
01/11/2017
Governance
SEC Approved CAT NMS Plan Amended to Include MIAX Pearl (1/11/2017)
Topics
A. General
11/15/2016
Governance
SEC Approved CAT NMS Plan (11/15/2016)
Topics
A. General
05/17/2016
Governance
SEC Notice of Filing of the Consolidated Audit Trail National Market System Plan and Request for Comment
02/09/2016
Governance
Clean Version of the 12/23/15 Amended and Restated Consolidated Audit Trail National Market System Plan (CAT NMS Plan) Submission
Topics
A. General
06/12/2015
Technical Specifications
EBS-CAT Gap Analysis
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A. General
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