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03/21/2018
FAQ
A20.
Will there be third-party auditing requirements to make sure the CAT is working properly?
Topics
A. General
03/21/2018
FAQ
B1.
Are market maker quotes required to be reported to the CAT?
Topics
B. Reporting Requirements
03/21/2018
FAQ
S1.
What steps are being taken to ensure that the CAT is secure given heightened cybersecurity concerns?
Topics
S. Security
03/21/2018
FAQ
S2.
Will the CAT be required to satisfy the requirements of Reg SCI?
Topics
S. Security
03/21/2018
FAQ
R1.
What are the CAT clock synchronization standards for CAT Reporters?
Topics
R. Clock Synchronization
03/21/2018
FAQ
Q1.
What customer information must Industry Members report to the CAT?
Topics
Q. Customer and Account Information
03/21/2018
FAQ
K1.
Will Options Clearing Corporation (OCC) data be included in the CAT?
Topics
K. Options
03/13/2018
FAQ
B6.
Are CAT Reporters required to report to the CAT quotes received via subscriptions to receive market data from market data vendors (such as exchanges or market data aggregators)?
Topics
B. Reporting Requirements
02/28/2018
Event
Industry Update on the Consolidated Audit Trail (2/28/18)
CAT Industry Webcast 2/28/2018 - Presentation
Audio file
02/13/2018
FAQ
B4.
Are CAT Reporters required to record and report information related to any securities other than NMS Securities and OTC Equity Securities to the CAT?
Topics
B. Reporting Requirements
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